Spencer Herbert - Compliance


Consultant's Name
Spencer Herbert

Industry Experience
I am a former Compliance & AML Officer and have been working within regulatory financial services for over 20 years. I have worked for a number of major organisations including Ernst & Young, Fidelity and Prudential. I specialise in Advisory, Monitoring, Corporate Governance, Company Secretarial, Regulatory Guidance and CF10/11 recruitment. I have been a professional recruitment consultant for six years specialising purely in recruiting compliance professionals therefore I am able to technically interview candidates and provide comprehensive market knowledge for both my clients and candidates alike.

Phone: 0207 626 6065
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I joined cer Financial in May 2014 to head up the Compliance & Regulation desk. Since then I have built a strong client and candidate base across all sectors of the UK financial services industry.

This includes:

  • Retail Banking
  • General Insurance
  • Lloyd's & London Market Insurance
  • Asset Management
  • Investment Banking
  • Retail Banking
  • Private Banking
  • Stockbroking
  • Hedge Funds
  • Wealth Management
Using my background as a Compliance & AML Officer and with over 20 years experience in regulatory financial services, I am able to offer technical expertise and understanding to my clients and candidates.

The team here at cer Financial are able to advise clients and candidates alike on all areas of Compliance including:

  • Compliance Advisory
  • Compliance Monitoring
  • Corporate Governance
  • Company Secretarial
  • Regulatory Guidance.

cer Financial are able to service client assignments across permanent, temporary and contract within the UK and mainland Europe.

I have been able to build an extensive database of passive candidates during my 10 years specialising in Compliance recruitment. In addition with our comprehensive in house portfolio of candidates I am able to provide clients with a unique list of industry professionals for each assignment.

If you are looking to hire your next member of staff or you are a professional looking for your next career move, then please call me on 0207 626 6065 or email me on sherbert@cerfinancial.co.uk for a confidential no-obligation discussion.
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