AVP Compliance Officer - Permanent

VACANCY OVERVIEW

Contract Type:
Permanent

Salary:
£60,000

Recruiter Name:
Darren Winter

Reference:
DW-12828x

AVP Compliance Officer
South London / Surrey
Permanent
Salary Dependent on Skills and Experience + Benefits 

Our client (Correspondent Bank) based in South London are urgently seeking an AVP Compliance Officer.  

You need to have worked in Banking across Compliance Advisory, Monitoring, training, financial promotions and new products. 

If you have the relevant experience then please contact Darren Winter straight away. 

Responsibilities of the Compliance Officer will include but not limited to: 

  • Preserving and reporting meaningful management information.
  • Manage compliance with the FCA / PRA rules and expectations
  • Maintaining and evolving Compliance Risk Management Framework; and improving and embedding this into all areas. 
  • Offering regulatory advice and guidance to applicable stakeholders 
  • Regulatory horizon scanning 
  • Developing the Compliance Monitoring Programme 
  • Inserting a culture of Compliance in line with the FCA / PRA  rules and expectations
  • Enhancement of Compliance reporting 
  • Proposal and delivery of Compliance training

Have you got the below essential requirements?

  • Team leadership and management experience
  • Holding a Relevant professional qualification is desired
  • Ability to produce and understand MI reports, analyse data and recognise inconsistencies.
  • Asset management, Banking and MiFID 2 experience - ideal.
  • Acquaintance and experience of best practice compliance and governance frameworks, methods and emerging practice, compliance monitoring and risk assessments.
  • Upholding and enhancing compliance systems and controls 
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CONSULTANT PROFILE


Consultant's Name
Darren Winter

Industry Experience
I am a senior Compliance recruitment specialist with 20 years experience in recruitment. I support many clients and candidates across the permanent, contracting and temporary Compliance & Regulation sector.

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