Compliance Assistant-12916 - Permanent

VACANCY OVERVIEW

Contract Type:
Permanent

Salary:
£50,000 - £55,000

Recruiter Name:
Darren Winter

Reference:
DW-12916

Compliance Assistant
North London
Permanent £50,000 - £55,000 per annum + benefits

Our client, an Wealth Management company based in London, are urgently seeking a Compliance Assistant with a broad AML / KYC knowledge, to join their team on a permanent basis.

If you have a solid understanding of working on high complex structures across offshore and onshore accounts, then please contact Darren Winter straight away.

Responsibilities of the Compliance AML/KYC Assistant will include but not limited to:

  • Recognising where remediation is required for existing client records in relation to KYC & AML and managing the procedure.
  • Periodical review of Risk Assessment documents made for new and existing clients, including MiFID client categorisation.
  • Review legislation, regulatory requirements and guidance to confirm the Company’s KYC & AML procedures are constant and compliant with regulations applicable to the company’s business.
  • Deliver KYC & AML approval for higher risk clients.
  • Act as a Subject Matter Expert providing consultation both internally and externally on KYC & AML materials for international structures used by clients.
  • Continuing review of potential automation of KYC services to streamline the client on boarding & remediation processes.
  • Responsible for advising on the guidelines and procedures that the Company should follow in relation to the collection and upkeep of client KYC & AML documentation, including PEPs / Sanctioned countries / Risk assessment etc.
  • Preserving a working knowledge of the various facets of the products offered by the Company and how they can be utilised and evaluate the risk
  • Analysis and validation of the KYC & AML information provided by new clients considering the relevant regulatory and custodian guidelines

What you need to be our clients next Compliance Assistant:

  • Financial / Professional qualification would be beneficial.
  • Computer skills including– Outlook, Word, Excel, PowerPoint, Visio and Intelligent Office.
  • Subject Matter Expert with substantial experience with KYC and AML regulation and practices
  • Involvement with international estate planning vehicles

 

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CONSULTANT PROFILE


Consultant's Name
Darren Winter

Industry Experience
I am a senior Compliance recruitment specialist with 20 years experience in recruitment. I support many clients and candidates across the permanent, contracting and temporary Compliance & Regulation sector.

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