Compliance Manager / CF11 - Permanent


Contract Type:


Recruiter Name:
Darren Winter


Compliance Manager / MLRO

Leading Asset Management based in Surrey  are urgently seeking a Compliance Manager / MLRO with a strong bias towards Financial Crime / AML.

You would either hold or be willing to hold the CF11 control function and be the main person to carry out all relevant training. If you have experience of working within Fund Management or Investment Management at a Management level then please contact Darren Winter straight away. 

Responsibilities of the Compliance Manager / CF11 will include but not limited to: 


  • Arrange reports to relevant boards and committees
  • Liaise with IFA’s and clients discussing AML. 
  • Organise the annual MLRO Report 
  • Accountability for organising there compliance approach to all financial crime related matters 
  • FCA Reporting 
  • Deliver training on Compliance and Financial Crime matters to all staff.  
  • Responsibility for coordinating the compliance approach to data protection matters. 


Have you got the below essential requirements?


  • A recognised Qualification in Compliance 
  • Ability to use Microsoft Office and Excel. 
  • Involvement of working in Compliance and Money Laundering in the finance industry, preferably in Fund Management 


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Consultant's Name
Darren Winter

Industry Experience
I am a senior Compliance recruitment specialist with 20 years experience in recruitment. I support many clients and candidates across the permanent, contracting and temporary Compliance & Regulation sector.

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