Hot VacancyCompliance Monitoring Executive - Permanent


Contract Type:


Recruiter Name:
Darren Winter


Compliance Monitoring Executive 
London City
Salary to £80K + benefits

This is a fantastic opportunity for a Compliance Monitoring Executive to join a Global Investment Bank in London on a permanent basis. 

They require a vibrant candidate who has the ability to design, implement and perform monitoring and testing of transactions across all business lines. If you have a good understanding of Capital Markets, the Actimize tool and fixed income activities please read on; 

Responsibilities of the Compliance Monitoring Executive will have: 

  • Develop and implement new monitoring controls other than those set out above. 
  • Assist and maintain a framework for alert classification and escalation. 
  • Share finding into transaction surveillance solutions. 
  • Handling internal and external compliance reporting. 
  • Overseeing the creation and implementation of relevant and consistent monitoringA templates. 
  • Contribute to the maintenance and upkeep of the annual compliance monitoring and surveillance monitoring plan. 
  • Creating reports on regulatory matters. 

Successful Compliance Monitoring Executive will have: 

  • University degree or equivalent level of experience.   
  • Strong knowledge of Capital market products such as organisation, syndication, credit and rates, structured products, FX and Treasury. 
  • Compliance related Professional Training qualifications (e.g. FINRA, CISI).  
  • Previous experience of creating compliance and regulatory reports. 
  • Solid understanding of compliance risk management framework. 
  • Trade Surveillance Monitoring experience. 
  • Previous experience of delivering high quality compliance MI reports for senior management. 

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Consultant's Name
Darren Winter

Industry Experience
I am a senior Compliance recruitment specialist with 20 years experience in recruitment. I support many clients and candidates across the permanent, contracting and temporary Compliance & Regulation sector.

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