Compliance Officer - Permanent

VACANCY OVERVIEW

Contract Type:
Permanent

Salary:
£45,000 - £70,000

Recruiter Name:
Darren Winter

Reference:
DW-12839

Compliance Officer
London - St. Pauls
Permanent
£45,000 - £70,000 + benefits + discretionary Bonus

Our client, a Stockbrokers based in St. Pauls, London, are searching for their next Compliance Officer to join their team on a permanent basis. This role is most suited for a candidate who would of graduate calibre and within their 2nd or 3rd Compliance job. 

Responsibilities will include: 

  • Compliance Monitoring and Advisory 
  • Having a leading role in projects caused by regulatory change
  • Responsible for maintaining, reviewing and updating the suite of compliance policies
  • Assisting in all aspects of compliance training
  • Supporting a team within Compliance on all regulatory / Policies. 

Essentials:

  • The desirable candidate will likely to be a graduate looking at their 2nd or 3rd Compliance Position. 
  • Great communication and presentation skills is mandatory as you will be liaising with and influencing senior staff. 

This is a great role for career progression, in which will be harder to find in larger organisations. 

Call Darren Winter for more information on this role or any other relevant opportunities. 
Apply Now Request a callback Email us about this position

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CONSULTANT PROFILE


Consultant's Name
Darren Winter

Industry Experience
I am a senior Compliance recruitment specialist with 20 years experience in recruitment. I support many clients and candidates across the permanent, contracting and temporary Compliance & Regulation sector.

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