VP Compliance Officer - Contract


Contract Type:


Recruiter Name:
Darren Winter


VP Compliance Officer
South London 
Contract Basis - 9-12months
Circa to £75,000 + Benefits

Our client based in South London are urgently seeking an VP Compliance Officer with a strong compliance knowledge to join their teams on a contract basis. This is a maternity cover role. 

Ideally you would have both Banking and Asset Management Exposure.

If you have the relevant experience then please contact Darren Winter straight away. 

Responsibilities of the VP Compliance Officer will include but not limited to: 

  • Preserving and reporting meaningful management information.
  • Manage compliance with the FCA / PRA rules and expectations
  • Maintaining and evolving Compliance Risk Management Framework; and improving and embedding this into all areas. 
  • Offering regulatory advice and guidance to applicable stakeholders 
  • Regulatory horizon scanning 
  • Developing the CMP 
  • Inserting a culture of Compliance in line with the FCA / PRA  rules and expectations
  • Enhancement of Compliance reporting 
  • Proposal and delivery of Compliance training

Have you got the below essential requirements?

  • Educated to a Degree level is essential
  • Team leadership and management experience
  • Holding a Relevant professional qualification is desired
  • Ability to produce and understand MI reports, analyse data and recognise inconsistencies.
  • Asset management and MiFID 2 experience - ideal.
  • Acquaintance and experience of best practice compliance and governance frameworks, methods and emerging practice, compliance monitoring and risk assessments.
  • Upholding and enhancing compliance systems and controls 

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Consultant's Name
Darren Winter

Industry Experience
I am a senior Compliance recruitment specialist with 20 years experience in recruitment. I support many clients and candidates across the permanent, contracting and temporary Compliance & Regulation sector.

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