Compliance Officer - Permanent


Contract Type:

£45,000 - £70,000

Recruiter Name:
Darren Winter


Compliance Officer
London - St. Pauls
£45,000 - £70,000 + benefits + discretionary Bonus

Our client, a Stockbrokers based in St. Pauls, London, are searching for their next Compliance Officer to join their team on a permanent basis. This role is most suited for a candidate who would of graduate calibre and within their 2nd or 3rd Compliance job. 

Responsibilities will include: 

  • Compliance Monitoring and Advisory 
  • Having a leading role in projects caused by regulatory change
  • Responsible for maintaining, reviewing and updating the suite of compliance policies
  • Assisting in all aspects of compliance training
  • Supporting a team within Compliance on all regulatory / Policies. 


  • The desirable candidate will likely to be a graduate looking at their 2nd or 3rd Compliance Position. 
  • Great communication and presentation skills is mandatory as you will be liaising with and influencing senior staff. 

This is a great role for career progression, in which will be harder to find in larger organisations. 

Call Darren Winter for more information on this role or any other relevant opportunities. 
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Consultant's Name
Darren Winter

Industry Experience
I am a senior Compliance recruitment specialist with 20 years experience in recruitment. I support many clients and candidates across the permanent, contracting and temporary Compliance & Regulation sector.

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