Hot VacancyCompliance Officer - Permanent

VACANCY OVERVIEW

Contract Type:
Permanent

Salary:
Negotiable

Recruiter Name:
Darren Winter

Reference:
13065

Compliance Officer
London 
Permanent 

cer Financial are delighted to be working exclusively with an International Bank based in London, who are looking to recruit a Compliance Officer on a permanent basis. 

This role will involve being responsible for the execution of Monitoring and Testing Plan on behalf of Compliance in support of the First Line of Defense, the executive management population and governed committees.


Responsibilities of the Compliance Officer will include:                 

  • Supporting the compliance risk assessment that will provide insight into the inherent and residual level of compliance risk managed by the organization.
  • Support the Head of M&T, with the delivery of the bank’s vision for compliance.
  • Delivery of monitoring, testing and surveillance activities throughout the year.
  • Complement the actions of the other M&T team members de-risking the bank.
  • Carry out specific ad hoc reviews/investigations as and when required.
  • Assist with regulatory and/or Audit enquiries/reviews as and when required.
  • Deployment of accepted M&T tests to ensure correct level of process and controls checks.
  • Delivery of the bank wide compliance risk assessment methodology to create periodic compliance risk assessment heat maps.

Successful Compliance Officer will have: 

  • Professional qualification in Compliance and/or a legal or audit background or experience working as a regulator.
  • Strong knowledge of the Corporate, Institutional banking and Private Banking businesses.
  • FinCrime focus but with a good knowledge of regulatory requirements such us Conduct Risk.
  • Knowledge/Experience with African related financial institutions.
  • Ability to analyse and apply diverse rules, regulations and legislative provisions and to communicate these succinctly to the business, and to design appropriate policies and controls.
  • 3 years compliance experience in similar M&T roles
  • A graduate, with compliance experience and understanding of current best practice.

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CONSULTANT PROFILE


Consultant's Name
Darren Winter

Industry Experience
I am a senior Compliance recruitment specialist with 20 years experience in recruitment. I support many clients and candidates across the permanent, contracting and temporary Compliance & Regulation sector.

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