Compliance Assurance Officer
London City
Permanent
Up to £55,000 + benefits
A well-established Consumer lending company based in the City of London are looking for a bright and hardworking individual to join their team. They have recently undertaken a period of expansion and continue to go from strength to strength. The company look after their staff well with a range on incentives and benefits. Looking for a Compliance Assurance Officer to join their team on a permanent basis.
This company operates a relaxed dress code and outstanding working environment. They hold many internal events, offer free breakfasts and on-going training.
The successful Compliance Assurance Officer responsibilities will include:
- The constant review and development of the risk-based compliance assurance frameworks to guarantee it covers all regulators and regulations relevant to the business
- Accept risk-based compliance reviews, providing assurance to applicable boards and committees on the success and suitability of systems and controls in the business, including adherence to regulatory requirement
- Support in encouraging a compliant culture during work and interaction with the business
- Assist in the production of clear and effective management information for governance committee reporting purposes
- Ensure actions are traced and completed in line with agreed timescales, authorising submitted evidence before agreeing closure
- Assists in the achievement and organisation of the compliance risk assessment
- Undertake additional project work as directed by the Group Head of Risk and Compliance
Compliance Assurance Officer attributes are:
- At least a minimum of two years’ practice in a monitoring or audit field, in a UK regulated financial services business
- Understanding of risk and control atmosphere
- Analytical problems resolving and project management abilities
- The aptitude to build solid and productive relationships and work in partnership with key stakeholders