Audit VP – Asset & Wealth Management
Birmingham
Permanent
£110,000 + bonus
cer Financial are working with an established bank. They are looking for an experience Audit VP, with Asset & Wealth for a permanent role. The role is based in Birmingham and they do need someone to go into the office 2 days per week.
THE ROLE AND RESPONSIBILITIES
- Communicates and reports on the effectiveness of the company’s governance, risk management and controls
- Assesses the firm's control culture and conduct risks
- Monitors management's implementation of control measures
Additional responsibilities include:
- Obtain a solid understanding of business areas, its products, and supporting functions
- Manage audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment
- Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
- Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure
SKILLS AND EXPERIENCE REQUIRED
- 7+ years of experience in an accounting or internal audit role within the financial services field
- In-depth technical knowledge of key risks and associated controls within the Wealth Management industry
- Relevant certification or industry accreditation (e.g., ACA, ACCA)